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Connecting the Dots – Surveillance Risk Assessments in Harmony with Your Market Abuse Solution

Lynn Strongin Dodds
By Lynn Strongin Dodds

Compliance with market abuse regulation goes beyond adhering to a set of prescriptive requirements, according to regulators. A dynamic and proactive approach is needed, and by combining risk assessments with […]

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Lynn Strongin Dodds
Lynn Strongin Doddshttps://bestexecution.wpengine.com/

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