HomeRegulatory Round-up

Regulatory Round-up February

Alex Pugh
By Alex Pugh

In this regulatory round-up we look at the US Securities and Exchange Commission amendments on rules for dealer roles, as well as new reporting rules for some investment advisers to […]

This content is for registered users only.

Please log in below, or REGISTER HERE to continue reading.

©Markets Media Europe 2025

TOP OF PAGE

Previous article
TD Securities becomes LCH SwapAgent member
Next article
JonesTrading deploys FlexTrade’s FlexOMS
Alex Pugh
Alex Pugh

Related Articles

Latest Articles

Load more

Global Trading is an industry-leading news service for the global equities capital markets: providing information, education, insights and analysis for senior professionals working within trading and execution across Europe, the UK, North America, APAC and other emerging markets. With a focus on the intersection between the buy and sell-sides, Global Trading covers all industry elements from technology and trading strategies to regulation, best execution, market structure and liquidity.

Copyright © 2024 Markets Media Europe Ltd.