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Tag: Financial Conduct Authority (FCA)

Passive funds to be ‘significantly underrepresented’ under FCA’s SDR

Lynn Strongin Dodds - 0

FCA mulls inclusion of pre-trade data in equities consolidated tape plans

Alex Pugh - 0

Market data vendors raise prices ‘aggressively’ in 2023 amid FCA probe

Alex Pugh - 0
Gary Gensler, chairman, SEC

Regulatory Round-up October (Part Two)

Alex Pugh - 0

Trade bodies seek equity options exemption from margin rules

Alex Pugh - 0
Gary Gensler, chairman, SEC

Regulatory Round-up October 2023 (Part One) 

Alex Pugh - 0

Regulatory Round-up: August 2023 (Part Two)

Alex Pugh - 0

UK sets out Green Finance Strategy

Lynn Strongin Dodds - 0

FCA probes principal trading firms over technology risks and resilience shortcomings

Alex Pugh - 0
Gurbir Grewal, director of division of enforcement, SEC

Regulatory Round-up: August 2023 (Part One)

Alex Pugh - 0
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