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Home Tags FINRA

Tag: FINRA

Be28_Atif_Zuberi_750x375

Equities trading focus : Pre-trade risk controls : Atif Zuberi

Ian Rycott - April 27, 2015 0
StuartTurnham_960x375

Buyside challenges : Technology infrastructure : The cloud

Ian Rycott - November 21, 2014 0

Viewpoint : Impact of regulation : Mark Pumfrey

Ian Rycott - October 9, 2014 0

Viewpoint : Market surveillance : Lorne Chambers

Ian Rycott - April 7, 2014 0

Equities trading focus : Transparency : John Kelly

Ian Rycott - April 7, 2014 0

Completing the Circuit: Canadian Regulation

GlobalTrading - February 27, 2012 0

Symbol, Symbol, On the Wall…

GlobalTrading - February 27, 2012 0
Alex Sedgwick, MarketAxess

Viewpoint : Alex Sedgwick : TCA in Credit Markets

Ian Rycott - November 22, 2011 0

What’s an Exchange to Do? The Role of the Exchange in...

Yulia Kuksina - March 15, 2011 0

FIF/FPL Regulatory Reporting Working Group: Gaining Traction

arsalan_shahid - September 15, 2010 0
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