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Megan Barbero, ex-general counsel, SEC; YJ Fischer, ex-director of international affairs, SEC

SEC loses general counsel and international affairs director

Lucy Carter - 0
Jessica Wachter, ex-chief economist, SEC; Paul Munter, ex-chief accountant, SEC

Wachter and Munter walk away from SEC

Lucy Carter - 0
Sanjay Wadhwa, acting director of the division of enforcement, SEC

SEC fines five firms $65m for monitoring breaches

Lucy Carter - 0
Haoxiang Zhu, ex-director of trading and markets division, SEC

Gensler’s top team starts to jump ship

Lucy Carter - 0
Apples and Oranges

Apples and oranges: Will Biden or Trump be best for capital...

Alex Pugh - 0
Gurbir Grewal, director of division of enforcement, SEC

ICE accepts SEC penalty for regulatory reporting failure

Lucy Carter - 0
Sell-Side Feature

What happens when banks break the rules?

Gill Wadsworth - 0
Gary Gensler, chairman, SEC

Gensler “Just not feeling it”

GlobalTrading - 0
Bryan Corbett, MFA

NAPFM, MFA, and AIMA sue SEC to vacate dealer rule

GlobalTrading - 0

The burden of the buy-side: Compliance challenges of the NBFI crackdown

GlobalTrading - 0
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