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Global Trading
Global Trading
Global Trading
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Home Tags US Securities and Exchange Commission (SEC)

Tag: US Securities and Exchange Commission (SEC)

Editor’s Opinion: Stock Market Shrugs

Nick Dunbar - January 26, 2026 0
US Securities and Exchange Commission (SEC)

SEC bolsters enforcement division

Lucy Carter - January 13, 2026 0
Natasha Vij Greiner, ex- director of investment management, SEC

SEC loses director of investment management

Lucy Carter - June 11, 2025 0
Mark Uyeda, acting chair, SEC

Trump’s acting SEC chair has history of opposing fellow commissioners

Lucy Carter - January 22, 2025 0
SEC

Robinhood hit with US$45m SEC fine as market maker payments surge

Etienne Mercuriali - January 14, 2025 0
Gary Gensler, chairman, SEC

Regulatory Round-up October 2023 (Part One) 

Alex Pugh - October 11, 2023 0

Greenwashing on the rise in financial services

Shanny Basar - October 9, 2023 0
Mike Carrodus, CEO, Substantive Research

Uncertainty for buy side after SEC No-Action Letter on MiFID II...

Alex Pugh - July 3, 2023 0

US trailing EU, UAE in crypto regulation amid calls for regulatory...

Alex Pugh - June 21, 2023 0

Europe not rushing to follow US into T+1

Lynn Strongin Dodds - February 15, 2023 0
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Global Trading

Global Trading is an industry-leading news service for the global equities capital markets: providing information, education, insights and analysis for senior professionals working within trading and execution across Europe, the UK, North America, APAC and other emerging markets. With a focus on the intersection between the buy and sell-sides, Global Trading covers all industry elements from technology and trading strategies to regulation, best execution, market structure and liquidity.

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