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Home Tags US Securities and Exchange Commission (SEC)

Tag: US Securities and Exchange Commission (SEC)

Natasha Vij Greiner, ex- director of investment management, SEC

SEC loses director of investment management

Lucy Carter - June 11, 2025 0
Mark Uyeda, acting chair, SEC

Trump’s acting SEC chair has history of opposing fellow commissioners

Lucy Carter - January 22, 2025 0
SEC

Robinhood hit with US$45m SEC fine as market maker payments surge

Etienne Mercuriali - January 14, 2025 0
Gary Gensler, chairman, SEC

Regulatory Round-up October 2023 (Part One) 

Alex Pugh - October 11, 2023 0

Greenwashing on the rise in financial services

Shanny Basar - October 9, 2023 0
Mike Carrodus, CEO, Substantive Research

Uncertainty for buy side after SEC No-Action Letter on MiFID II...

Alex Pugh - July 3, 2023 0

US trailing EU, UAE in crypto regulation amid calls for regulatory...

Alex Pugh - June 21, 2023 0

Europe not rushing to follow US into T+1

Lynn Strongin Dodds - February 15, 2023 0

What is really in an ESG label?

Lynn Strongin Dodds - August 22, 2022 0
Mike Carrodus, CEO, Substantive Research

Expiration of SEC No-Action letter could put $100 million of research...

Lynn Strongin Dodds - August 17, 2022 0
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Global Trading is an industry-leading news service for the global equities capital markets: providing information, education, insights and analysis for senior professionals working within trading and execution across Europe, the UK, North America, APAC and other emerging markets. With a focus on the intersection between the buy and sell-sides, Global Trading covers all industry elements from technology and trading strategies to regulation, best execution, market structure and liquidity.

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