Best Practices in Pre-Trade Risk Controls 2016: Conducting Risk Control Assessments of Electronic Execution Systems
This report provides an update to GreySpark Partners’ Best Practices in Pre-Trade Risk Controls 2014 report, which assessed the ongoing challenges that increasingly complex electronic execution systems posed to healthy functioning of capital markets. The 2014 report provided a series of best practices for both sellside capital markets agency and principal flow businesses to utilise when designing and implementing pre-trade risk controls.
https://research.greyspark.com/2016/best-practices-in-pre-trade-risk-controls-2016/
